What Really Goes on in Financial Advisor Firms
In this podcast, I share what really goes on in Financial Advisor Firms. I speak candidly on:
- My Start in a Fortune 100 Insurance-Based Firm
- Compensation and Incentives
- Sales Quotas and Support
- Sales Culture and Kool-Aid
- Unethical Behavior and Errors & Omissions
- My Transition to an Independent Broker/Dealer
- Going Full Fiduciary
- Why It Matters: Supply & Demand
Our goal is always to help you be better with finances and reach your goals. Often that means learning and reinforcing great strategies to pursue. But sometimes, it means learning about dangers to avoid. And there are some financial firms out there you should avoid.
So What Really Goes on in Financial “Advisor” Firms? Tune in, and I’ll tell you.
Note: I reference FeeOnlyNetwork.com, which you can find by clicking here.
Want More? Become a RetireMember!
Get my book, 3D Retirement Income, for free, as well as access to live events, checklists and flowcharts, and wise counsel from one of the best minds in behavioral investing. Join today for free.
Need Help? Work with Me.
Schedule a Discovery Meeting with me through my Financial Planning firm, La Crosse Financial Planning. This no-cost, no-obligation conversation will determine what you are looking for and how we can help you retire successfully and stay successfully retired.
This article is educational only and is not intended to be investment, legal, or tax advice or recommendations, whether direct or incidental. Again, this is not investment advice. Consult your financial, tax, and legal professionals for specific advice related to your specific situation. Never take investment advice from someone who doesn’t know you and your specific situation. All opinions expressed in this article are those of the people expressing them. Any performance referenced is historical and is no guarantee of future results. All indices are unmanaged and may not be directly invested in.