What Really Goes on in Financial Advisor Firms
In this podcast, I share what really goes on in Financial Advisor Firms. I speak candidly on:
- My Start in a Fortune 100 Insurance-Based Firm
- Compensation and Incentives
- Sales Quotas and Support
- Sales Culture and Kool-Aid
- Unethical Behavior and Errors & Omissions
- My Transition to an Independent Broker/Dealer
- Going Full Fiduciary
- Why It Matters: Supply & Demand
Our goal is always to help you be better with finances and reach your goals. Often that means learning and reinforcing great strategies to pursue. But sometimes, it means learning about dangers to avoid. And there are some financial firms out there you should avoid.
So What Really Goes on in Financial “Advisor” Firms? Tune in, and I’ll tell you.
Note: I reference FeeOnlyNetwork.com, which you can find by clicking here.
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This article is educational only and is not intended to be investment, legal, or tax advice or recommendations, whether direct or incidental. Again, this is not investment advice. Consult your financial, tax, and legal professionals for specific advice related to your specific situation. Never take investment advice from someone who doesn’t know you and your specific situation. All opinions expressed in this article are those of the people expressing them. Any performance referenced is historical and is no guarantee of future results. All indices are unmanaged and may not be directly invested in.
